Government Enforcement Before and After They Knock on Your Door

Insights for Financial Industry Executives

WHEN

  • November 15, 2007 8:00 AM - 9:30 AM

WHERE

  • Foley Hoag LLP (Boston Office)
  • Seaport World Trade Center West
  • 155 Seaport Boulevard
  • Boston, MA 02210-2600
  • Map

DESCRIPTION

In recent months, federal and state regulators and law enforcement have stepped up their enforcement activities throughout the financial services industry, including investigation and prosecution of managers, officers and directors. Many organizations have found that they have been unprepared for the government "knock on the door."

Mark your calendars and plan to join Foley Hoag partners Nick Theodorou and Peter Rosenblum for a practical and enlightening presentation covering:

  • Steps to mitigate the risks of governmental investigations
  • Significant issues typically raised in governmental investigations
  • Global resolutions of issues in governmental investigations